Risk and Compliance Manager – FI MARKETS – Auckland

We have an opportunity for a Risk & Compliance professional with extensive experience in a trading and regulatory environment.

We are seeking an experienced Manager with exceptional knowledge and track record in risk and compliance to join our team.

Key responsibilities of the role will include:

Reviewing and implementing risk and compliance processes and procedures to ensure the business runs and maintains an effective compliance program.

Provide training to business units

Communicating with and influencing stakeholders at all levels within the company and externally as needed

Developing, implementing and maintaining relevant aspects of the company’s risk and compliance framework

Helping to drive the operational risk & compliance strategy

Aid the Board in embedding a compliance culture

Attend Board meetings and present reports

Manage audits and regulatory inspections

You will have significant experience in a Risk & Compliance role, preferably in Financial Services in New Zealand. You will have very strong communication skills, be a problem solver and think outside the square and challenge business processes and design.


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