Compliance Officer – Parker Bridge

About the business and the role
Our client is all about helping Kiwi’s make better decisions with their money and investments. Recognised as one of the country’s largest financial advisory practices whilst still remaining 100% New Zealand owned, this exciting opportunity to join them as a Compliance Officer is not be missed!

Job tasks and responsibilities
Reporting to the Director, you will provide auditing and compliance support to ensure the organisation operates in a compliant manner. This would include auditing all new business client contacts and ensuring a compliance Advice process has been adhered to, and auditing existing business cases to ensure record keeping and all communications has been dealt with appropriately. As well as carrying out the quarterly internal audit of AML/CFT documentation and assisting in producing AML annual reports. All-in-all, this role provides crucial technical support to the compliance and auditing function of this business so listing every responsibility wouldn’t be feasible.

Skills and experience
To be successful in this role, you’ll need:
Previous experience in a compliance/auditing-based role
A sound understanding of financial principals and compliance legislation
The initiative to research and stay up-to-date on legislation changes
A proven ability to research and write reports

To apply, please submit your CV via “apply now” or email me directly at if you have any questions.

At Parker Bridge we make every effort to respond to all applications, however sometimes the volume we receive is so large it is not possible. If you do not receive a response from us, please don’t take it personally as we really value the effort you made to apply.

Roisin McGuirk
Executive Consultant
09 912 0770

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